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EFFECTIVE DATE: October 01, 2016

SOCIAL MEDIA GUIDELINES

Please read the following guidelines to ensure a safe and productive experience. Many of our affiliates are members of the insurance and investment industries which are highly regulated; therefore, we cannot engage in discussions on social forums about them or their products, services, or solutions. As a registered investment advisor, Swell must follow SEC guidelines to moderate comments, and expressly reserves the right to do so.

Swell asks you to observe the following guidelines while on our social media sites, including but not limited to, Facebook, Twitter, LinkedIn, Instagram and YouTube. Social media sites are public domain and Swell cannot be responsible for any posting or content by a third party. The opinions, comments, photos and video posted by fans or followers do not represent those of Swell. We reserve the right to moderate and delete any post, comment, content, etc. at any time and without notice if it is in violation of the following terms of use. Swell reserves the right to ban users without notice or consent. We will consistently monitor the sites to ensure the guidelines below are being followed. These guidelines may be updated without notice.

The following types of posts will be deleted, removed, or hidden at Swell’s discretion:

Here are some best practices to keep in mind to ensure your post, comment or message will not be deleted:

Swell does not assume responsibility for content, opinions, statements or viewpoints posted by fans on company social media pages. As an organization Swell does not make endorsements via social media. We may post information to third party sites if we find the information useful or relevant but this does not constitute an official endorsement or recommendation on behalf of Swell. Any content, including posts, responses, and videos, on our social media sites should not be considered as an advertisement, endorsement or financial advice.

Swell will never solicit or ask for personal information through social media. Do not post or direct message sensitive personal, confidential, and financial information via social media. Keep your personal information secure and private. Swell does not participate in online lotteries and is not involved in the disbursement of prize money for lotteries operated on social media. If you have been subjected to an online crime please file a complaint with www.ic3.gov. If you receive a questionable email or social media message that contains Swell's name or logo, and the message asks you for personal or financial information, DO NOT RESPOND or click any links in the email.

Social media sites are not affiliated with Swell; please review privacy policies and terms of service for each site. By going to these sites you assume risk of use.

https://www.facebook.com/communitystandards
https://twitter.com/privacy
http://help.linkedin.com/app/answers/detail/a_id/34593/
http://www.youtube.com/yt/policyandsafety/policy.html
https://help.instagram.com/155833707900388

If you have any comments, questions or concerns please email support@swellinvesting.com. Please note we cannot reply to every comment or message. Swell cannot answer customer service related questions via social media. Social media should not be used for the submission of any claim, complaint, or inquiry. Please refer to our website for other contact information: www.swellinvesting.com.